PATHWAY FINANCIAL ADVISERS, LLC
Firm details
- Headquarters
- AUBURN, Indiana
- CRD number
- 166237
- Registered since
- December 22, 2014
- Website
- www.pathwayria.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.15%
- Individuals32.61%
- Pension & Profit Sharing Plans1.01%
- Corporations / Businesses0.12%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Pathway Financial Advisers, LLC is an independent registered investment advisor organized as an LLC and operating since its SEC registration in 2014. The firm serves both individual and family clients as well as institutional relationships, and its advisory offerings center on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are flexible and include asset-based fees, hourly billing, and fixed-fee engagements. Pathway does not self-identify as an active ESG investor and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Investment Grade Corp Bonds19%
- Public Funds/Mutual Funds9%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 6Erin Mutton
Investment AdvisorCRD 5179606
David Tracey
Partner, Investment AdvisorCRD 5222875
JOEL GRIMM
Partner, Investment AdvisorCRD 6287745
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$36.5M in ETFs
86%
$31.3M
0%
$5.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY HIGH DIVIDEND ETF (FDVV) | Fidelity | Passive | Large Value | $7.4M | 133,693 | 20.26% |
Location
AUBURN, IN
DE KALB
Location
AUBURN, IN
Headquartered in AUBURN, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- DE KALB
- Address
- 4571 County Road 35
- Time zone
- ET (UTC-5)
- Office locations
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