Pathway Financial Advisers, LLC

RIASEC Registered
Total AUM
$524M
Discretionary
$524M
100% of AUM
Avg account
$286K
Accounts
1,832
Employees
8
Advisory reps
6

Firm details

Headquarters
Auburn, Indiana
CRD number
166237
Registered since
December 22, 2014
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI66.15%
  • Individuals32.61%
  • Pension & Profit Sharing Plans1.01%
  • Corporations / Businesses0.12%
  • Charitable Organizations0.11%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Pathway Financial Advisers, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2014. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services to a mix of individual, family and institutional clients. Its billing model includes asset-based fees as well as hourly and fixed-fee arrangements. Pathway reports working with accountants as an industry affiliation and does not position itself as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Investment Grade Corp Bonds 19%, Public Funds/Mutual Funds 9%, US Government Bonds 1%, State & Local Bonds 1%, Cash & Cash Equivalents 1%69%
  • Exchange Traded Equities69%
  • Investment Grade Corp Bonds19%
  • Public Funds/Mutual Funds9%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$49.9M in ETFs

Passive

87%

$43.4M

Active

1%

$6.5M

ETFProviderStyleCategoryValueShares% of portfolio
FIDELITY HIGH DIVIDEND ETF (FDVV)FidelityPassiveLarge Value$8.1M133,56016.25%

Location

Primary office

Auburn, IN

De Kalb

Location

Auburn, IN

Headquartered in Auburn, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.

Metro area
Fort Wayne-Huntington-Auburn, IN
Region
Midwest
County
De Kalb
Address
4571 County Road 35
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth