Pasadena Private Wealth, LLC

RIASEC Registered
Total AUM
$1.6B
Discretionary
$951M
59% of AUM
Avg account
$763K
Accounts
2,124
Employees
19
Advisory reps
19

Firm details

Headquarters
Pasadena, California
CRD number
295178
Registered since
April 27, 2018
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI62.23%
  • Pension & Profit Sharing Plans19.11%
  • Individuals8.85%
  • Pooled Investment Vehicles8.1%
  • Corporations / Businesses1.52%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Pasadena Private Wealth, LLC is an independent registered investment adviser that describes itself as a capital allocator for both individual/family and institutional clients. The firm is organized as an LLC, owned by an individual, and has been registered with the SEC since 2018. Its fee schedule is flexible and includes percentage-of-AUM billing alongside hourly, fixed-fee, and performance-based arrangements. Service lines focus on financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles. The firm also offers pension consulting, helps select other advisers, and produces written materials and educational programming. Pasadena Private Wealth indicates it is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 12%, Private Funds 12%, Cash & Cash Equivalents 10%, US Government Bonds 3%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities12%
  • Private Funds12%
  • Cash & Cash Equivalents10%
  • US Government Bonds3%

Owners & executives

3 of 3
  • Simon Holford

    Simon Holford

    CEO & Managing PartnerCRD 4249463

  • Simon Reeves

    Simon Reeves

    Chief Executive OfficerCRD 2835991

  • Craig Colbath

    Craig Colbath

    Chief Compliance OfficerCRD 2484446

Contacts

3 of 16
  • Ik Choi

    Ik Choi

    Director of OperationsCRD 5855980

  • Crystal Jamieson

    Crystal Jamieson

    Private Client ManagerCRD 5109246

  • Charles Coleman

    Charles Coleman

    Managing DirectorCRD 5953604

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 139

Active vs passive

$646M in ETFs

Passive

76%

$489M

Active

18%

$157M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$89.9M412,59813.92%

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth