Pasadena Private Wealth, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.6B
Discretionary
$951M
59% of AUM
Avg account
$763K
Accounts
2,124
Employees
19
Advisory reps
19

Firm details

Headquarters
Pasadena, California
CRD number
295178
Registered since
April 27, 2018
Website
www.pasadenaprivatewealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI62.23%
  • Pension & Profit Sharing Plans19.11%
  • Individuals8.85%
  • Pooled Investment Vehicles8.1%
  • Corporations / Businesses1.52%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Pasadena Private Wealth, LLC is an independent, SEC-registered RIA formed as an LLC in 2018 and owned by an individual. The firm serves both individual/family and institutional clients and acts as a capital allocator, combining discretionary portfolio management with financial planning, pension consulting, and selection-of-adviser services. Its advisory offering also includes publication of periodicals or newsletters and educational seminars or workshops. Fee arrangements are flexible and include percentage-of-AUM, hourly, fixed-fee, and performance-based structures. The firm is not designated as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 12%, Private Funds 12%, Cash & Cash Equivalents 10%, US Government Bonds 3%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities12%
  • Private Funds12%
  • Cash & Cash Equivalents10%
  • US Government Bonds3%

Owners & executives

3 of 3
  • Simon Holford

    Simon Holford

    CEO & Managing PartnerCRD 4249463

  • Craig Colbath

    Craig Colbath

    Chief Compliance OfficerCRD 2484446

  • Simon Reeves

    Simon Reeves

    Chief Executive OfficerCRD 2835991

Contacts

3 of 16
  • Geert Criel

    Geert Criel

    Managing DirectorCRD 7644792

  • Crystal Jamieson

    Crystal Jamieson

    Private Client ManagerCRD 5109246

  • Bryan Muth

    Bryan Muth

    Managing PartnerCRD 4793652

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 139

Active vs passive

$646M in ETFs

Passive

76%

$489M

Active

18%

$157M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$89.9M412,59813.92%
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Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth