Park Capital Group, Inc.

RIASEC Registered
Total AUM
$88.6M
Discretionary
$88.6M
100% of AUM
Avg account
$571K
Accounts
155
Employees
4
Advisory reps
2

Firm details

Headquarters
,
CRD number
165884
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans36.93%
  • Individuals30.08%
  • HNWI29.71%
  • Corporations / Businesses3.28%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Park Capital Group, Inc. is an independent registered investment adviser structured as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional relationships and describes itself as a capital allocator. Core services include financial planning, discretionary portfolio management for individuals and small businesses, selection of outside advisers, and running educational seminars and workshops. Its fee model is flexible, including percentage-of-AUM fees as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is not registered as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 21%, US Government Bonds 4%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities21%
  • US Government Bonds4%

Contacts

2 of 2
  • Sean Miot

    Sean Miot

    Registered RepresentativeCRD 3245288

  • Glen Park

    Glen Park

    Wealth Management AdvisorCRD 2513445

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 8

Active vs passive

$14.5M in ETFs

Passive

100%

$14.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND (FXD)First TrustPassiveConsumer Cyclical$2.8M48,74519.50%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth