PARADIGM FUNDS ADVISOR LLC

RIASEC RegisteredEst. 2005
Total AUM
$305M
Discretionary
$305M
100% of AUM
Avg account
$102M
Accounts
3
Employees
12
Advisory reps
6

Firm details

Headquarters
ALBANY, New York
CRD number
136481
Registered since
August 19, 2005
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Paradigm Funds Advisor LLC is a small, SEC-registered investment adviser organized as a limited liability company and owned by an individual. Its core business is portfolio management for investment companies, and its client base is institutional. The firm operates on a percentage-of-assets fee model and is not positioned as an ESG-focused manager. Regulatory and activity disclosures show it plays multiple roles in the investment ecosystem — acting as an adviser, affiliated broker-dealer, and as sponsor, general partner, or managing member for pooled investment vehicles. That mix points to a business built around running pooled funds and providing institutional fund management rather than delivering broad retail wealth-management services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • KATHERINE WEIR

    CEOCRD 1497339

  • RICHARD GIMON

    Chief Compliance OfficerCRD 3217139

  • CANDACE WEIR

    President, Chief Investment OfficerCRD 269796

Contacts

3 of 3
  • PETER MCMILLEN

    ControllerCRD 2061930

  • CARL FLORIO

    Vice ChairmanCRD 4935045

  • AMELIA WEIR

    Senior Vice PresidentCRD 1497338

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth