Arista Advisory Group, LLC

RIASEC RegisteredEst. 2016

Total AUM

$144M

Discretionary

$137M

95% of AUM

Avg account

$287K

Accounts

500

Employees

3

Advisory reps

3

Firm details

Headquarters: Albany, New York
CRD number: 285722
Registered since: November 30, 2016
Website: www.aristaadv.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI42.86%
Individuals29.08%
Charitable Organizations27.93%
Corporations / Businesses0.13%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Arista Advisory Group, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2016. The firm serves both individual/family and institutional clients and provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation arrangements include assets-under-management fees as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds75%
Exchange Traded Equities19%
US Government Bonds2%
State & Local Bonds2%
Cash & Cash Equivalents2%

Contacts

3 of 3

Bernard Murphy
PartnerCRD 6186110
Gerald Schwartz
Founder & Managing PartnerCRD 848425
Kimberly Mullin
PartnerCRD 6729758

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area: Albany-Schenectady, NY
Region: Northeast
County: Albany
Address: 255 Washington Avenue Ext
Time zone: ET (UTC-5)
Office locations

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