Paradigm Asset Management
Firm details
- Headquarters
- White Plains, New York
- CRD number
- 111479
- Registered since
- May 17, 1995
- Website
- www.paradigmasset.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, AMALGAMATED BANK, PENNHAVEN BROKERAGE PARTNERS, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government83.23%
- Pension & Profit Sharing Plans11%
- Corporations / Businesses5.77%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Paradigm Asset Management is an institutional registered investment adviser organized as an LLC and operating since 1995. The firm is owner-operated and serves institutional clients, providing portfolio management services tailored to businesses and other institutions. Its fee arrangements include both a percentage-of-assets model and fixed-fee engagements. Paradigm’s client focus is institutional rather than retail, and it does not identify as an active ESG investor or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
James Francis
Founder, President & CEOCRD 1873226
Odalisse Sosa
Partner & Chief Administrative OfficerCRD 1464862
Contacts
2 of 2
Gregory Pai
Partner, Managing DirectorCRD 4370616
Jeffrey Marcus
Partner, Senior Portfolio ManagerCRD 4662681
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
White Plains, NY
Westchester
Location
White Plains, NY
Headquartered in White Plains, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 445 Hamilton Ave
- Time zone
- ET (UTC-5)
- Office locations
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