PARADIGM ASSET MANAGEMENT
Firm details
- Headquarters
- WHITE PLAINS, New York
- CRD number
- 111479
- Registered since
- May 17, 1995
- Website
- www.paradigmasset.com
- Custodians
- STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, AMALGAMATED BANK, PENNHAVEN BROKERAGE PARTNERS, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government83.23%
- Pension & Profit Sharing Plans11%
- Corporations / Businesses5.77%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Paradigm Asset Management is a privately owned limited liability company that has been SEC-registered since 1995. The firm focuses on institutional clients and lists its core advisory activity as portfolio management for businesses and other institutions. Compensation is a mix of percentage-of-AUM fees and fixed fees. Paradigm does not present itself as an active ESG investor, is not structured as a multi-state adviser, and does not advertise pension consulting or capital-allocation services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2JAMES FRANCIS
Founder, President & CEOCRD 1873226
ODALISSE SOSA
Partner & Chief Administrative OfficerCRD 1464862
Contacts
2 of 2GREGORY PAI
Partner, Managing DirectorCRD 4370616
JEFFREY MARCUS
Partner, Senior Portfolio ManagerCRD 4662681
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
WHITE PLAINS, NY
WESTCHESTER
Location
WHITE PLAINS, NY
Headquartered in WHITE PLAINS, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- WESTCHESTER
- Address
- 445 Hamilton Ave
- Time zone
- ET (UTC-5)
- Office locations
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