Paloma Partners Management Company

RIASEC RegisteredEst. 2011
Total AUM
$30.3B
Discretionary
$30.3B
100% of AUM
Avg account
$10.1B
Accounts
3
Employees
64
Advisory reps
6

Firm details

Headquarters
Greenwich, Connecticut
CRD number
138460
Registered since
October 17, 2011
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Paloma Partners Management Company is a corporate-structured investment adviser formed in 2011 that operates as a hedge-fund manager for institutional clients. The firm serves a very small number of large institutional relationships and is registered to provide portfolio management for pooled investment vehicles. It also performs commodity-pool operator/commodity trading adviser (CPO/CTA) activities and acts in sponsor/GP/managing-member capacities for pooled vehicles. Paloma is not identified as an active ESG investor and is described as having an “other” fee structure. The firm is owned by an individual and does not position itself as a multi-state adviser or pension consultant; its primary client base is institutional and its business model centers on managing pooled funds and related sponsor roles rather than broad retail distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • David Friedman

    Managing Director and Chief Compliance OfficerCRD 3252066

  • Grant Rippetoe

    Chief Risk OfficerCRD 2561937

  • Ravi Singh

    Ravi Singh

    CEOCRD 2308409

Unlock 3 more executives

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1

Active vs passive

$75.4K in ETFs

Passive

100%

$75.4K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$75.4K101100.00%

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 American Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth