L CATTERTON

RIASEC RegisteredEst. 2011
Total AUM
$30.9B
Discretionary
$30.9B
100% of AUM
Avg account
$351M
Accounts
88
Employees
183
Advisory reps
6

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
157428
Registered since
June 2, 2011
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

L Catterton operates as an institutional-focused investment manager that emphasizes pooled investment vehicles and privately negotiated strategies. The firm deploys capital through a mix of fund structures and sponsor-led vehicles, acting as sponsor, general partner and manager for its pools. Its business model combines percentage-of-AUM fees with performance-based fees and includes commodity pool operator/commodity trading adviser activities and portfolio management for pooled products. Public filings identify the firm as an active ESG investor, and its advisory and sponsor roles suggest a hands-on approach to portfolio companies. The firm’s public-equity activity is concentrated: recent 13F disclosures show a small number of large public positions, consistent with a strategy that can hold sizable stakes in select listed names while the bulk of its capital is allocated to private market and alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • DANIEL REID

    Chief Operating Officer & General CounselCRD 2916535

  • JAMES CHU

    Global Co-CEOCRD 5927415

  • MITZIE PIERRE

    Chief Compliance Officer & General CounselCRD 5281638

Unlock 2 more executives

Contacts

1 of 1
  • NIKHIL THUKRAL

    PresidentCRD 3104927

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
599 W Putnam Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth