L Catterton

RIASEC RegisteredEst. 2011
Total AUM
$30.8B
Discretionary
$30.8B
100% of AUM
Avg account
$350M
Accounts
88
Employees
183
Advisory reps
6

Firm details

Headquarters
Greenwich, Connecticut
CRD number
157428
Registered since
June 2, 2011
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

L Catterton is organized as a limited liability company and has been SEC-registered since 2011. The firm serves primarily institutional clients and operates with fee arrangements that include a percentage of assets under management plus performance-based fees. Its regulatory and operational roles include acting as a CPO/CTA and providing portfolio management for pooled investment vehicles; it is also identified as a sponsor/GP and managing member of pooled vehicles. The firm reports being an active ESG investor. Classification data lists L Catterton as a hedge fund and other fund provider rather than a traditional wealth manager or capital allocator. Ownership is noted as a mix of foreign entity and individual interests.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Daniel Reid

    Daniel Reid

    Chief Operating Officer & General CounselCRD 2916535

  • James Chu

    James Chu

    Global Co-CEOCRD 5927415

  • Mitzie Pierre

    Mitzie Pierre

    Chief Compliance Officer & General CounselCRD 5281638

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Contacts

1 of 1
  • Nikhil Thukral

    PresidentCRD 3104927

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
599 W Putnam Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth