L CATTERTON
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 157428
- Registered since
- June 2, 2011
- Website
- www.lcatterton.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
L Catterton operates as an institutional-focused investment manager that emphasizes pooled investment vehicles and privately negotiated strategies. The firm deploys capital through a mix of fund structures and sponsor-led vehicles, acting as sponsor, general partner and manager for its pools. Its business model combines percentage-of-AUM fees with performance-based fees and includes commodity pool operator/commodity trading adviser activities and portfolio management for pooled products. Public filings identify the firm as an active ESG investor, and its advisory and sponsor roles suggest a hands-on approach to portfolio companies. The firm’s public-equity activity is concentrated: recent 13F disclosures show a small number of large public positions, consistent with a strategy that can hold sizable stakes in select listed names while the bulk of its capital is allocated to private market and alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5DANIEL REID
Chief Operating Officer & General CounselCRD 2916535
JAMES CHU
Global Co-CEOCRD 5927415
MITZIE PIERRE
Chief Compliance Officer & General CounselCRD 5281638
Contacts
1 of 1NIKHIL THUKRAL
PresidentCRD 3104927
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 599 W Putnam Ave
- Time zone
- ET (UTC-5)
- Office locations
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