PACIFIC ROCK CAPITAL, LLC
Firm details
- Headquarters
- CARDIFF BY THE SEA, California
- CRD number
- 148154
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.93%
- HNWI20.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Pacific Rock Capital, LLC is a small, boutique investment manager organized as an LLC that operates with a hedge-fund orientation. The firm provides discretionary portfolio management for pooled investment vehicles and for individuals and small businesses, and charges a combination of asset-based fees and performance fees. Investment activity is concentrated in exchange-traded public markets, with a clear preference for equities executed through separately managed accounts and liquid ETFs. The firm also sponsors and advises a pooled hedge fund, and uses performance-based fee structures consistent with active, outcome-driven strategies rather than passive beta-only management. There is no indicated focus on ESG investing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Cash & Cash Equivalents45%
Contacts
1 of 1CHRISTOPHER DONNELLY
Managing DirectorCRD 4112765
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CARDIFF BY THE SEA, CA
SAN DIEGO
Location
CARDIFF BY THE SEA, CA
Headquartered in CARDIFF BY THE SEA, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 120 Birmingham Dr
- Time zone
- PT (UTC-8)
- Office locations
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