Orion Investment Co

RIASEC RegisteredEst. 1988

Total AUM

$515M

Discretionary

$492M

95% of AUM

Avg account

$765K

Accounts

674

Employees

6

Advisory reps

4

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 110867
Registered since: July 18, 1988
Website: www.orioninvestmentco.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM
Client types: HNWI92.52%
Individuals5.48%
Pension & Profit Sharing Plans1.41%
Corporations / Businesses0.59%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Orion Investment Co. is a privately owned corporate RIA that has been SEC-registered since 1988 and operates on a percentage-of-AUM fee model. The firm serves individuals, families and institutional clients, with an advisory focus on portfolio management for individuals and small businesses. It is affiliated with a broker-dealer and does not present itself as a multi-state adviser, pension consultant, or capital allocator. Orion is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities65%
US Government Bonds31%
Cash & Cash Equivalents4%

Contacts

3 of 4

Frederic Sauer
Investment ProfessionalCRD 4825438
Charles Mcenery
Investment CommitteeCRD 4291567
Fred Sauer
FounderCRD 1337452

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 2

Active vs passive

$5.4M in ETFs

Passive

100%

$5.4M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$4.7M	6,873	86.72%

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Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area: St. Louis-St. Charles-Farmington, MO-IL
Region: Midwest
County: Saint Louis
Address: 7800 Forsyth Blvd
Time zone: CT (UTC-6)
Office locations

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