Financial & Tax Architects, LLC

RIASEC RegisteredEst. 2019

Total AUM

$506M

Discretionary

$506M

100% of AUM

Avg account

$136K

Accounts

3,736

Employees

71

Advisory reps

38

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 119169
Registered since: February 12, 2019
Website: fta-ria.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals41.99%
HNWI32.07%
Other Investment Advisers25.94%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial & Tax Architects, LLC is an independent registered investment adviser that has been SEC-registered since 2019. The firm serves individual and family clients as well as institutional accounts and delivers a mix of financial planning, portfolio management for individuals and small businesses, and educational workshops. Its fee model includes both a percentage-of-AUM component and fixed fees. The firm lists an insurance company affiliation and identifies ownership as a combination of a domestic entity and individual owners.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds53%
Exchange Traded Equities39%
Cash & Cash Equivalents7%

Owners & executives

3 of 4

Paul Felsch
CEO & FounderCRD 5811362
Gordon Haave
Chief Investment OfficerCRD 4919955
Gary Davis
Independent ContractorCRD 2910213

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Contacts

3 of 34

James Fox
Financial AdvisorCRD 5712817
Paul Stout
Investment Advisor RepresentativeCRD 6989340
Mark Kukielski
Investment Advisor RepresentativeCRD 6869664

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 81

Active vs passive

$345M in ETFs

Passive

93%

$321M

Active

7%

$24.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
FIDELITY TOTAL BOND ETF (FBND)	Fidelity	Active	Intermediate Core Plus Bond	$24.1M	528,955	6.98%

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Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area: St. Louis-St. Charles-Farmington, MO-IL
Region: Midwest
County: Saint Louis
Address: 12412 Powerscourt Dr
Time zone: CT (UTC-6)
Office locations

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