Orion Capital Management LLC
Firm details
- Headquarters
- Coronado, California
- CRD number
- 119428
- Registered since
- July 31, 2020
- Website
- www.orioncapitalmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.16%
- Individuals9.89%
- Pension & Profit Sharing Plans3.4%
- Charitable Organizations1.83%
- Corporations / Businesses0.72%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Orion Capital Management LLC is an independent, SEC‑registered registered investment adviser (since 2020) organized as an LLC and owned by an individual. The firm serves primarily individuals and families, providing financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include a percentage of assets under management as well as hourly and fixed‑fee engagements. Orion does not identify as an active ESG investor and is not structured as a multi‑state adviser or pension consultant. It is not positioned as a capital allocator to external managers, instead managing client portfolios directly while drawing on third‑party vehicles where appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities30%
- US Government Bonds16%
- Cash & Cash Equivalents1%
Contacts
3 of 4
Peter Thoms
FounderCRD 4527390
Chaz Fahrner
Senior Wealth AdvisorCRD 6245832
Jefferson Rotherham
Director of Financial PlanningCRD 6355070
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 267Active vs passive
$226M in ETFs
41%
$92.1M
51%
$134M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $26.6M | 35,555 | 11.77% |
Location
Coronado, CA
San Diego
Location
Coronado, CA
Headquartered in Coronado, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.
- Metro area
- San Diego-Chula Vista-Carlsbad, CA
- Region
- West
- County
- San Diego
- Address
- 1330 Orange Ave
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Sestante Family Office
RIACoronado, CA
Andrews Capital Management Inc
RIACoronado, CA
Hayes Hart Cpa's Wealth Management, Inc
RIACoronado, CA
Atala Financial Inc
RIACalabasas, CA
Guggenheim Wealth Solutions, LLC
RIASanta Monica, CA
Catalyst Private Wealth, LLC
RIASan Mateo, CA