Guggenheim Wealth Solutions, LLC

RIASEC Registered

Total AUM

$371M

Discretionary

$371M

100% of AUM

Avg account

$1.5M

Accounts

242

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 283238
Registered since: April 7, 2016
Website: www.guggenheimpartners.com
Custodians: MORGAN STANLEY & CO. LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other43.16%
Individuals27.7%
Charitable Organizations22.73%
State / Municipal Government2.49%
Corporations / Businesses1.87%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guggenheim Wealth Solutions, LLC is an institutional RIA registered with the SEC in 2016. The firm operates as a capital allocator for both individual/family and institutional clients, charging fees as a percentage of assets under management. Its advisory scope includes discretionary portfolio management for individuals and small businesses and the selection of other advisers. The firm identifies as an active ESG investor and maintains a range of industry roles and affiliations — including broker-dealer ties, registered municipal advisor and security-based swap dealer functions, commodity pool/operator activity, insurance company relationships, and participation as sponsor/GP/managing member of pooled investment vehicles.