Orca Investment Management, LLC
Firm details
- Headquarters
- Lake Oswego, Oregon
- CRD number
- 144377
- Registered since
- June 25, 2007
- Website
- orcaim.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals56.34%
- HNWI40.76%
- Charitable Organizations2.84%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Orca Investment Management, LLC is a limited liability company registered with the SEC in 2007 that operates as a non-independent retail registered investment adviser. The firm serves both individual and family clients as well as institutional accounts, offering portfolio management for individuals/small businesses and for businesses or institutions. Its fee arrangements include percentage-of-AUM charging alongside fixed fees and other fee structures. Orca is not identified as an active ESG investor, does not market itself as a multi-state adviser, and does not act as a capital allocator or pension consultant. The firm has industry linkages to a broker‑dealer, another investment adviser, and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds26%
- US Government Bonds13%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1
Harry Striplin
Chief Compliance OfficerCRD 1023235
Contacts
3 of 8John Nole
Financial AdvisorCRD 1609191
Nicholas Lailas
Vice President, Private Equity InvestmentsCRD 7601478
Nicoh Alday
Senior Investment AssociateCRD 7459835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$47.6M in ETFs
100%
$47.6M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $7M | 9,437 | 14.81% |
Location
Lake Oswego, OR
Clackamas
Location
Lake Oswego, OR
Headquartered in Lake Oswego, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- Clackamas
- Address
- 6 Centerpointe Dr
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Foster & Wood, Inc.
RIALake Oswego, OR
Taurus Capital Advisors, LLC
RIALake Oswego, OR
North Forty Two & Co
RIALake Oswego, OR
Vergepointe Wealth Management, LLC
RIALake Oswego, OR
Wagner Planning
RIALake Oswego, OR
Bridge City Capital, LLC
RIALake Oswego, OR