ORCA INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- LAKE OSWEGO, Oregon
- CRD number
- 144377
- Registered since
- June 25, 2007
- Website
- orcaim.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals56.34%
- HNWI40.76%
- Charitable Organizations2.84%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Orca Investment Management, LLC is a privately held limited liability company that has been SEC-registered since 2007. The firm advises both individual and family clients as well as institutional and business accounts, offering portfolio management for small businesses and other institutions. Fee arrangements include percentage-of-AUM pricing, fixed fees and other fee types. Orca reports it is not an active ESG investor and is not classified as a multi-state adviser. The firm has affiliations with broker-dealers, other investment advisers and an insurance company, and it does not self-identify as a capital allocator or pension consultant. Its ownership structure is a combination of a domestic entity and individuals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds26%
- US Government Bonds13%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1Harry Striplin
Chief Compliance OfficerCRD 1023235
Contacts
3 of 10JOHN NOLE
Financial AdvisorCRD 1609191
Nicholas Lailas
Vice President, Private Equity InvestmentsCRD 7601478
NICOH ALDAY
Senior Investment AssociateCRD 7459835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$35.3M in ETFs
100%
$35.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $6.2M | 9,571 | 17.61% |
Location
LAKE OSWEGO, OR
CLACKAMAS
Location
LAKE OSWEGO, OR
Headquartered in LAKE OSWEGO, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- CLACKAMAS
- Address
- 6 Centerpointe Dr
- Time zone
- PT (UTC-8)
- Office locations
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