Orca Investment Management, LLC
Firm details
- Headquarters
- Lake Oswego, Oregon
- CRD number
- 144377
- Registered since
- June 25, 2007
- Website
- orcaim.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals56.34%
- HNWI40.76%
- Charitable Organizations2.84%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Orca Investment Management, LLC is a registered investment adviser (SEC registered in 2007) organized as an LLC that operates as a non‑independent retail RIA. Its client mix includes individuals and families as well as institutional and business clients, and its advisory work centers on portfolio management for both individuals/small businesses and for businesses or institutions. The firm charges a mix of fees (percentage of AUM, fixed fees and other arrangements) and is affiliated with broker‑dealer, other adviser and insurance company entities. Orca does not identify as an active ESG investor and is not a multi‑state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds26%
- US Government Bonds13%
- Cash & Cash Equivalents6%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$43.8M in ETFs
100%
$43.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $7.1M | 9,303 | 16.21% |
Location
Lake Oswego, OR
Clackamas
Location
Lake Oswego, OR
Headquartered in Lake Oswego, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- Clackamas
- Address
- 6 Centerpointe Dr
- Time zone
- PT (UTC-8)
- Office locations
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