OPTIMIST RETIREMENT GROUP, LLC

RIASEC RegisteredEst. 2018
Total AUM
$245M
Discretionary
$245M
100% of AUM
Avg account
$1.1M
Accounts
226
Employees
2
Advisory reps
2

Firm details

Headquarters
BELLEVUE, Washington
CRD number
119086
Registered since
October 9, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI92.99%
  • Individuals7.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Optimist Retirement Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm is owned by an individual and serves primarily individuals and families, with advisory work that emphasizes financial planning and portfolio management for individuals and small businesses. Its fee model combines an asset-based fee and commissionable business. The firm is not described as a capital allocator or an active ESG investor. Its internal categorization indicates it is not a multi-state adviser for registration purposes, and it does not present itself as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 40%, Other 1%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds40%
  • Other1%

Contacts

2 of 2
  • RYAN PALMER

    financial advisor and Co-FounderCRD 3143404

  • GRAHAM WILLIAMS

    Managing MemberCRD 2601211

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$157M in ETFs

Passive

98%

$153M

Active

1%

$3.3M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$13.3M136,0048.49%

Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
11400 SE 8th St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth