Fulcrum Wealth Advisors, LLC

RIASEC Registered
Total AUM
$208M
Discretionary
$208M
100% of AUM
Avg account
$703K
Accounts
296
Employees
3
Advisory reps
3

Firm details

Headquarters
Bellevue, Washington
CRD number
169277
Registered since
May 20, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI84.21%
  • Individuals15.77%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fulcrum Wealth Advisors, LLC is an independent, individual-owned RIA that registered with the SEC in 2024. The firm provides financial planning and portfolio management for individuals and small businesses, and it acts as a capital allocator that selects third-party managers on behalf of clients. Fee arrangements include percentage-of-AUM fees alongside hourly and fixed-fee options. Fulcrum identifies equities as its preference, does not position itself as an ESG investor, and focuses its client work on individual and family relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 26%, Investment Grade Corp Bonds 8%, Other 8%, Cash & Cash Equivalents 4%, US Government Bonds 2%, Non-Exchange Traded Equities 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds26%
  • Investment Grade Corp Bonds8%
  • Other8%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Michael Rose

    Michael Rose

    Co-Founder and Chief Investment OfficerCRD 817872

Contacts

2 of 2
  • Steven Rosenthal

    Steven Rosenthal

    Tax ConsultantCRD 7173693

  • James Falcone

    James Falcone

    Co-Founder & Managing DirectorCRD 2536341

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$44M in ETFs

Passive

82%

$36M

Active

6%

$7.9M

ETFProviderStyleCategoryValueShares% of portfolio
ABRDN GOLD ETF TRUST (SGOL)Aberdeen InvestmentsPassiveCommodities Focused$11.3M286,90225.82%

Location

Primary office

Bellevue, WA

King

Location

Bellevue, WA

Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
10940 Ne 33rd Pl
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth