OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$178M
Discretionary
$178M
100% of AUM
Avg account
$25.4M
Accounts
7
Employees
9
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
140485
Registered since
June 6, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Oppenheimer Alternative Investment Management, LLC is an SEC-registered limited liability company that focuses on managing pooled investment vehicles and selecting third‑party advisers for institutional clients. The firm registered with the SEC in 2006 and functions as a private fund manager and other fund provider rather than a broad capital allocator. Its ownership is listed as a combination of a domestic entity and an individual. The firm’s commercial model blends asset‑based and performance fees. FINTRX flags its advisory activity as portfolio management for pooled vehicles and the selection of other advisers. It is not identified as an active ESG investor and is not characterized as a multistate adviser. On the industry side, the firm is connected with a range of market roles, including broker‑dealer activity, other registered investment adviser functions, CPO/CTA involvement, trust and insurance company relationships, and roles as sponsor, general partner or managing member of pooled funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • ROBERT LOWENTHAL

    President and Chief Executive OfficerCRD 1639913

  • Brad Watkins

    Chief Financial OfficerCRD 6319251

  • Dominic Valentino

    Chief AML OfficerCRD 6940515

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Contacts

2 of 2
  • DENNIS PATRICK MCNAMARA

    Executive Vice President & General CounselCRD 2938486

  • BRYAN MCKIGNEY

    PresidentCRD 4293175

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
85 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth