AJF Capital Management, Inc.

RIASEC RegisteredEst. 2015
Total AUM
$179M
Discretionary
$179M
100% of AUM
Avg account
$331K
Accounts
540
Employees
4
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
126414
Registered since
April 24, 2015
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI69.73%
  • Individuals27.75%
  • Pension & Profit Sharing Plans2.15%
  • Charitable Organizations0.36%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

AJF Capital Management, Inc. is an independent registered investment adviser formed in 2015 and owned by an individual. The firm serves both private clients (individuals and families) and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee model includes percentage-of-AUM fees alongside fixed fees and commissions. AJF indicates it incorporates environmental, social and governance (ESG) considerations into its investment approach. The firm is not structured as a capital allocator or related adviser; it appears to operate as a client-facing advisory practice rather than a fund sponsor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 14%, State & Local Bonds 1%, Cash & Cash Equivalents 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities14%
  • State & Local Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • Andrew Friedman

    Andrew Friedman

    ​President and FounderCRD 1038517

  • John Romano

    John Romano

    Registered RepresentativeCRD 6351391

  • Steven Brennan

    Steven Brennan

    Registered RepresentativeCRD 2739189

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
211 E 43rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth