ONE ROCK CAPITAL

RIASEC RegisteredEst. 2012
Total AUM
$9.7B
Discretionary
$9.2B
95% of AUM
Avg account
$539M
Accounts
18
Employees
74
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
160972
Registered since
September 7, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

One Rock Capital operates as a private equity manager and sponsor that primarily serves institutional clients. The firm is organized as an LLC, registered with the SEC in 2012, and identifies several operating roles: it functions as a sponsor/GP and managing member of pooled investment vehicles and also reports activities as a Commodity Pool Operator or Commodity Trading Advisor. Its advisory work centers on portfolio management for pooled investment vehicles rather than individual retail advisory relationships. Fee arrangements include traditional percentage-of-AUM charges alongside performance-based compensation and other bespoke fee elements appropriate for fund sponsors. One Rock lists itself as an active ESG investor, indicating ESG considerations are incorporated into its investment and/or stewardship processes, although the firm does not publish details in the provided data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • ANNA KELLEHER

    Chief Financial OfficerCRD 3187044

  • FOLA ADAMOLEKUN

    General Counsel & Chief Compliance OfficerCRD 6167190

Contacts

2 of 2
  • ROBERT SPIELVOGEL

    Managing PartnerCRD 2675028

  • TONY LEE

    Co-Founder and Managing PartnerCRD 6077372

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
45 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth