ONE RIVER ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2013

Total AUM

$2.4B

Discretionary

$2.4B

100% of AUM

Avg account

$149M

Accounts

16

Employees

22

Advisory reps

9

Firm details

Headquarters: STAMFORD, Connecticut
CRD number: 167835
Registered since: July 9, 2013
Website: www.oneriveram.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles73.2%
Corporations / Businesses26.8%
Services: Portfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

One River Asset Management, LLC operates as a hedge fund manager and registered adviser that primarily serves institutional clients. The firm combines portfolio management for pooled vehicles with commodity pool operator/commodity trading advisor activities and also publishes periodic commentary. Compensation is a mix of asset-based fees and performance-based fees. One River identifies fixed income as a preference and does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

US Government Bonds60%
Cash & Cash Equivalents39%
Derivatives1%

Owners & executives

3 of 4

STEPHEN PRAJNA
Deputy Chief Investment OfficerCRD 5299958
C PETERS
CEO & Chief Investment OfficerCRD 2203821
WILLIAM WALLIN
Chief Compliance OfficerCRD 2751517

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Contacts

3 of 5

CRAIG PETERS
TrusteeCRD 4156342
PATRICK KAZLEY
PresidentCRD 6354988
GEOFFREY GRANT
MemberCRD 1502750

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: FAIRFIELD
Address: 2200 Atlantic St
Time zone: ET (UTC-5)
Office locations

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