One River Asset Management, LLC

RIASEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$149M
Accounts
16
Employees
22
Advisory reps
9

Firm details

Headquarters
Stamford, Connecticut
CRD number
167835
Registered since
July 9, 2013
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles73.2%
  • Corporations / Businesses26.8%
Services
Portfolio Management for Pooled Investment VehiclesPublication of Periodicals

Firm profile

FINTRX

Overview

One River Asset Management, LLC is a hedge-fund–structured investment manager organized as an LLC that serves primarily institutional clients. The firm is SEC-registered (registration year 2013) and operates with a fee model that combines a percentage of assets under management and performance-based fees. One River performs portfolio management for pooled investment vehicles and is also engaged in publishing periodicals or newsletters. Its regulatory filings identify the firm as active in CPO/CTA activities. The manager does not identify as an ESG investor and is not described as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 60%, Cash & Cash Equivalents 39%, Derivatives 1%60%
  • US Government Bonds60%
  • Cash & Cash Equivalents39%
  • Derivatives1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$3.9M in ETFs

Passive

100%

$3.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$3.9M5,062100.00%

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2200 Atlantic St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth