One River Asset Management, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 167835
- Registered since
- July 9, 2013
- Website
- www.oneriveram.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles73.2%
- Corporations / Businesses26.8%
- Services
- Portfolio Management for Pooled Investment VehiclesPublication of Periodicals
Firm profile
FINTRXOverview
One River Asset Management, LLC is a hedge fund manager that serves primarily institutional clients. The firm is registered with the SEC (registered 2013) and operates as a limited liability company. Its operating model includes running pooled investment vehicles and acting in CPO/CTA capacities, and it also publishes periodic investment materials. Compensation is a mix of a percentage-of-assets fee and performance-based fees, consistent with its hedge-fund structure. One River does not identify as an ESG investor and is not presented as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds60%
- Cash & Cash Equivalents39%
- Derivatives1%
Owners & executives
3 of 4
C Peters
CEO & Chief Investment OfficerCRD 2203821
Ian Malloch
Chief Operating Officer & Chief Risk OfficerCRD 4918690
William Wallin
Chief Compliance OfficerCRD 2751517
Contacts
3 of 5Geoffrey Grant
MemberCRD 1502750
Tamara Peters
TrusteeCRD 7528407
Annette Grant
TrusteeCRD 7528408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$3.9M in ETFs
100%
$3.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.9M | 5,062 | 100.00% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2200 Atlantic St
- Time zone
- ET (UTC-5)
- Office locations
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