Basso Capital Management, L.P.

RIASEC Registered
Total AUM
$2.6B
Discretionary
$960M
38% of AUM
Avg account
$22.2M
Accounts
115
Employees
12
Advisory reps
6

Firm details

Headquarters
Stamford, Connecticut
CRD number
132311
Registered since
April 12, 2005
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI99.06%
  • Individuals0.92%
  • Pooled Investment Vehicles0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Basso Capital Management, L.P. is an independent registered investment adviser organized as a limited partnership that provides portfolio management for individuals, small businesses and pooled investment vehicles. The firm is SEC-registered (registered in 2005) and functions as a capital allocator, deploying client capital across both public markets and third‑party alternative managers. Compensation arrangements include AUM‑based fees, fixed fees and performance‑based fees. Basso is also identified as a CPO/CTA and lists related business activity as an investment adviser and commodity pool/commodity trading advisor. The firm serves both individual & family and institutional clients. ESG investing is not flagged as an active emphasis. Filings characterize the firm’s largest single asset classification as “Other,” consistent with a substantial allocation outside plain‑vanilla public equities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 35%, Exchange Traded Equities 25%, Investment Grade Corp Bonds 20%, Non-Investment Grade Corp Bonds 14%, Cash & Cash Equivalents 3%, US Government Bonds 2%35%
  • Other35%
  • Exchange Traded Equities25%
  • Investment Grade Corp Bonds20%
  • Non-Investment Grade Corp Bonds14%
  • Cash & Cash Equivalents3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 134

Active vs passive

$444M in ETFs

Passive

80%

$356M

Active

15%

$87.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$54.6M77,84912.29%

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
1266 E Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth