Old Peak Finance
Firm details
- Headquarters
- Chapel Hill, North Carolina
- CRD number
- 154804
- Registered since
- February 14, 2017
- Website
- oldpeakfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.05%
- Individuals3.22%
- Corporations / Businesses0.48%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Old Peak Finance is an independent registered investment adviser formed in 2017 and organized as an LLC. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory offerings center on financial planning and portfolio management for individuals and small businesses, with fees charged as a percentage of assets under management and through fixed-fee engagements. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. In 2021 Old Peak Finance was noted by Citywire in its "50 Growers Across America" coverage.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- Private Funds1%
Contacts
3 of 8
James Mosher
Financial AdvisorCRD 7068224
Erin Vickery
Financial AdvisorCRD 6723556
Daniel Routh
Partner, Senior Financial AdvisorCRD 6062132
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$325M in ETFs
49%
$160M
50%
$165M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $44.3M | 567,983 | 13.63% |
Location
Chapel Hill, NC
Orange
Location
Chapel Hill, NC
Headquartered in Chapel Hill, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Orange
- Address
- 100 Europa Dr
- Time zone
- ET (UTC-5)
- Office locations
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