Old Peak Finance
Firm details
- Headquarters
- Chapel Hill, North Carolina
- CRD number
- 154804
- Registered since
- February 14, 2017
- Website
- oldpeakfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.05%
- Individuals3.22%
- Corporations / Businesses0.48%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Old Peak Finance is an independent, individually owned registered investment adviser organized as an LLC. The firm has been SEC-registered since 2017 and focuses on financial planning and portfolio management for individuals, families and small business clients, while also serving some institutional relationships. Its billing model combines AUM-based fees with fixed-fee engagements. Investment activity centers on public funds and mutual funds for core allocations, supplemented by allocations to third‑party alternative managers. Old Peak Finance was included in Citywire’s "50 Growers Across America" list in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- US Government Bonds1%
- Private Funds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$166M in ETFs
50%
$82.3M
50%
$84M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $46.9M | 613,945 | 28.20% |
Location
Chapel Hill, NC
Orange
Location
Chapel Hill, NC
Headquartered in Chapel Hill, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Orange
- Address
- 100 Europa Dr
- Time zone
- ET (UTC-5)
- Office locations
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