Old Mission Markets LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
281867
Registered since
July 13, 2016

Firm profile

FINTRX

Overview

Old Mission Markets LLC is an SEC-registered limited liability company that has been registered as an investment adviser since 2016. Public disclosures for the firm are sparse: it has not provided details on its client segments, fee schedule, business lines, or the specific advisory activities it conducts. The firm is categorized as "Unclassified" in the snapshot data and lists its owner type as a mix of a domestic entity and an individual. Regulatory and operational flags in the snapshot indicate Old Mission Markets does not act as a capital allocator, is not identified as an active ESG investor, is not classified as a multistate adviser for registration purposes, and is not a pension consultant or related adviser. Those data points suggest a limited public footprint and few of the typical institutional service roles noted for many advisory firms.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Josef Guzowski

    CEOCRD 2989719

  • Steven Gaston

    Chief Compliance OfficerCRD 3094187

  • Kevin Looby

    Kevin Looby

    Chief Compliance OfficerCRD 4229297

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Contacts

3 of 31
  • Stephen Capurso

    Stephen Capurso

    Head of ETF SalesCRD 2365372

  • Allen Keith

    ControllerCRD 4457493

  • Janine Manolakos

    Janine Manolakos

    TraderCRD 4710066

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 N Dearborn St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth