Okabena Investment Services Inc
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 111162
- Registered since
- November 29, 1994
- Website
- okabena.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles67.12%
- HNWI22.94%
- Other7.67%
- Charitable Organizations2.28%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Okabena Investment Services Inc. is a privately held corporation that operates as an independent registered investment adviser and an active capital allocator. The firm, SEC-registered since 1994, manages both its own pooled vehicles and client portfolios for individuals, families, small businesses and institutional clients. Its advisory services cover direct portfolio management for individuals and institutions, management of pooled investment vehicles, and the selection of third‑party advisers. Okabena charges fees as a percentage of assets under management and identifies itself as an active ESG investor, incorporating environmental, social or governance considerations into its investment process. The firm also lists an affiliation with a trust company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities29%
- Public Funds/Mutual Funds22%
- Private Funds19%
- Cash & Cash Equivalents15%
- US Government Bonds8%
Owners & executives
2 of 2
Scott Russett
Vice President, Chief Financial OfficerCRD 6318700
James Field
President, CEOCRD 2824788
Contacts
3 of 6Tobin Dayton
DirectorCRD 4310102
Thomas Doran
Vice President, Senior Client Portfolio ManagerCRD 5233717
Eric Pirkl
Vice PresidentCRD 4321373
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$431M in ETFs
96%
$412M
4%
$18.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $45.2M | 634,862 | 10.50% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 4200 Ids 8 Ctr St
- Time zone
- CT (UTC-6)
- Office locations
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