Capital Management Associates Inc

RIASEC Registered

Total AUM

$1.9B

Discretionary

$785M

42% of AUM

Avg account

$2M

Accounts

931

Employees

Advisory reps

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 105010
Registered since: January 2, 1990
Website: www.cap-mgt.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.97%
Pension & Profit Sharing Plans17.14%
Individuals10.32%
Charitable Organizations1.16%
Corporations / Businesses0.41%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Management Associates Inc. is a corporate advisory firm that is SEC-registered (registration in 1990) and operates as both an advisor and a broker-related business. The firm serves individual and family clients as well as institutional clients, and it functions as a capital allocator that selectively hires third-party managers. Its advisory activity covers financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. The firm also conducts non-advisory activities tied to brokerage, insurance placement and accounting through registered‑rep and broker-dealer channels. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.