OFS CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$135M
Accounts
13
Employees
47
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
153533
Registered since
April 20, 2010
Custodians
U.S. BANK, N.A.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles45.01%
  • Investment Companies32.29%
  • Business Development Companies21.43%
  • Other1.27%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

OFS Capital Management, LLC is an SEC-registered investment adviser organized as a limited liability company and active since 2010. The firm serves institutional clients and focuses on portfolio management for investment companies, pooled investment vehicles and for businesses or other institutions. Its compensation mix combines a percentage-of-assets model with performance-based fees, which suggests an emphasis on active management and alignment with client outcomes. The firm identifies as an active ESG investor, incorporating environmental, social and governance considerations into manager selection and portfolio construction. OFS Capital Management, LLC maintains multiple industry roles and affiliations, including relationships with broker-dealers, other investment advisers, CPO/CTAs and real estate brokerage, and it acts as sponsor or general partner for pooled investment vehicles and limited partnerships. Those responsibilities point to a hybrid operating model that both allocates to outside managers and sponsors or manages pooled offerings internally.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 97%, Cash & Cash Equivalents 3%97%
  • Other97%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • TOD REICHERT

    Managing Director, Chief Administrative OfficerCRD 6774417

  • MUKYA PORTER

    Chief Compliance OfficerCRD 4775531

  • BILAL RASHID

    President, Chief Executive OfficerCRD 4060309

Unlock 1 more executives

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
222 W Adams St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth