Oak Ridge Investments, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 107066
- Registered since
- December 8, 1989
- Website
- oakridgeinvest.com
- Custodians
- AMERIPRISE FINANCIAL SERVICES, LLC, UBS FINANCIAL SERVICES INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals56.35%
- HNWI27.84%
- Insurance Companies6.17%
- Other4.92%
- Corporations / Businesses3.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oak Ridge Investments, LLC is an SEC-registered advisory firm formed in 1989 that provides portfolio management for both individual/family clients and institutional or business investors. The firm operates as an LLC and charges clients on a percentage-of-AUM basis. Its filings indicate active consideration of environmental, social and governance factors in its investing approach. Oak Ridge does not present itself as a capital allocator; its advisory work centers on discretionary portfolio management rather than direct private capital placement. The firm has been recognized in CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020 and 2022. Advisory services listed in filings focus on managed portfolios for individuals, small businesses and institutional entities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2
David Klaskin
CEO & Chief Investment OfficerCRD 1061575
John Brinckerhoff
Chief Operating OfficerCRD 5680627
Contacts
2 of 2
Robert Mcvicker
Executive Vice President, Senior Portfolio ManagerCRD 2026000
Joseph Scavetti
CCOCRD 2275422
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$849K in ETFs
100%
$849K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $546K | 4,399 | 64.35% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 10 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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