OAK RIDGE INVESTMENTS, LLC

RIASEC RegisteredEst. 1989
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$435K
Accounts
3,920
Employees
13
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
107066
Registered since
December 8, 1989
Custodians
AMERIPRISE FINANCIAL SERVICES, LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM
Client types
  • Individuals56.35%
  • HNWI27.84%
  • Insurance Companies6.17%
  • Other4.92%
  • Corporations / Businesses3.86%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oak Ridge Investments, LLC is a privately held investment adviser organized as an LLC and SEC-registered since 1989. The firm manages portfolios for individual and family clients as well as institutional/business accounts, offering portfolio management services for both households and organizations. Its compensation model is a percentage-of-assets-under-management fee. Oak Ridge reports being an active ESG investor, and its client base and service set indicate a focus on discretionary portfolio management rather than pension consulting or capital allocation across external managers. Oak Ridge has been recognized by CNBC’s Top 100 Financial Advisory Firms list in 2019, 2020, and 2022.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • DAVID KLASKIN

    CEO & Chief Investment OfficerCRD 1061575

  • JOHN BRINCKERHOFF

    Chief Operating OfficerCRD 5680627

Contacts

2 of 2
  • ROBERT MCVICKER

    Executive Vice President, Senior Portfolio ManagerCRD 2026000

  • JOSEPH SCAVETTI

    CCOCRD 2275422

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$2.4M in ETFs

Passive

100%

$2.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P US GROWTH ETF (IUSG)BlackRockPassiveLarge Growth$2.1M13,79190.85%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
10 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth