Oceaniq Capital, LLC

RIASEC Registered

Total AUM

$334M

Discretionary

$299M

89% of AUM

Avg account

$739K

Accounts

452

Employees

Advisory reps

Firm details

Headquarters: Palo Alto, California
CRD number: 168062
Registered since: August 29, 2018
Website: oceaniqcapital.com
Custodians: SCHWAB ADVISOR SERVICES
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI93.42%
Pooled Investment Vehicles6.58%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oceaniq Capital, LLC is an independent registered investment adviser that began its SEC registration in 2018. The firm operates as a limited liability company and positions itself as a capital allocator serving both individual & family and institutional clients. Its advisory services include comprehensive financial planning, portfolio management across individuals, pooled investment vehicles and institutions, selection of outside managers, and educational workshops. Oceaniq uses a mix of fee arrangements — percentage of assets under management, hourly and fixed fees, and performance-based fees — and also serves as sponsor, general partner and managing member for pooled vehicles it operates.