Daiwa Capital Management Silicon Valley Inc.

RIASEC RegisteredEst. 2023
Total AUM
$376M
Discretionary
$376M
100% of AUM
Avg account
$188M
Accounts
2
Employees
2
Advisory reps
4

Firm details

Headquarters
Palo Alto, California
CRD number
307581
Registered since
October 25, 2023
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Daiwa Capital Management Silicon Valley Inc. is an institutional registered investment adviser organized as a corporation and registered with the SEC in 2023. The firm serves institutional investors and focuses on managing pooled investment vehicles; it also has affiliations that include broker-dealer activity and roles as sponsor/GP or managing member of pooled vehicles. Ownership is noted as a mix of a foreign entity and an individual. Fee arrangements include a percentage of assets under management and performance-based fees. The firm is not identified as an active ESG investor, does not act as a capital allocator, and does not operate as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Ryota Komatsu

    Chief Compliance OfficerCRD 7802578

Contacts

3 of 3
  • Naoto Osugi

    Naoto Osugi

    DirectorCRD 6898615

  • Shintaro Furukawa

    DirectorCRD 7771637

  • Yukiko Kanai

    DirectorCRD 8180000

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Palo Alto, CA

Santa Clara

Location

Palo Alto, CA

Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
265 Lytton Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth