Daiwa Capital Management Silicon Valley Inc.

RIASEC Registered
Total AUM
$376M
Discretionary
$376M
100% of AUM
Avg account
$188M
Accounts
2
Employees
2
Advisory reps
4

Firm details

Headquarters
Palo Alto, California
CRD number
307581
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%

Firm profile

FINTRX

Overview

Daiwa Capital Management Silicon Valley Inc. operates as an institutional registered investment adviser serving institutional clients. Ownership is noted as a mix of a foreign entity and an individual. The firm is structured to earn both a percentage-of-AUM fee and performance-based fees, and it is not positioned as a third‑party capital allocator. It is not an active ESG investor and does not present as a multi‑state or newly formed adviser. The firm has affiliations across the financial services ecosystem: it is connected with a broker‑dealer, functions as an investment adviser beyond this entity, and acts as a sponsor/GP or managing member for pooled investment vehicles. Those affiliations align with the firm’s use of private funds and direct alternative investments rather than a pure advisory-only model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Ryota Komatsu

    Chief Compliance OfficerCRD 7802578

Contacts

3 of 3
  • Naoto Osugi

    Naoto Osugi

    DirectorCRD 6898615

  • Shintaro Furukawa

    DirectorCRD 7771637

  • Yukiko Kanai

    DirectorCRD 8180000

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Palo Alto, CA

Santa Clara

Location

Palo Alto, CA

Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
265 Lytton Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth