Daiwa Capital Management Silicon Valley Inc.
Firm details
- Headquarters
- Palo Alto, California
- CRD number
- 307581
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
Firm profile
FINTRXOverview
Daiwa Capital Management Silicon Valley Inc. operates as an institutional registered investment adviser serving institutional clients. Ownership is noted as a mix of a foreign entity and an individual. The firm is structured to earn both a percentage-of-AUM fee and performance-based fees, and it is not positioned as a third‑party capital allocator. It is not an active ESG investor and does not present as a multi‑state or newly formed adviser. The firm has affiliations across the financial services ecosystem: it is connected with a broker‑dealer, functions as an investment adviser beyond this entity, and acts as a sponsor/GP or managing member for pooled investment vehicles. Those affiliations align with the firm’s use of private funds and direct alternative investments rather than a pure advisory-only model.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Ryota Komatsu
Chief Compliance OfficerCRD 7802578
Contacts
3 of 3
Naoto Osugi
DirectorCRD 6898615
Shintaro Furukawa
DirectorCRD 7771637
Yukiko Kanai
DirectorCRD 8180000
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Palo Alto, CA
Santa Clara
Location
Palo Alto, CA
Headquartered in Palo Alto, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 265 Lytton Ave
- Time zone
- PT (UTC-8)
- Office locations
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