Oberweis Securities, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Lisle, Illinois
CRD number
42060
Registered since
December 23, 1996

Firm profile

FINTRX

Overview

Oberweis Securities, Inc. is organized as a corporation with individual ownership and has been SEC-registered since 1996. The firm’s FINTRX profile is sparse: it is classified as "Unclassified" and does not identify itself as a capital allocator, multi-state adviser, pension consultant, related adviser, or an active ESG investor. The record also notes the firm is not newly formed. The firm has not provided descriptive detail about its advisory or business activities, client segments, or manager allocation preferences in the FINTRX entry, so public-facing information about its strategy and service model is limited.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Joyce

    Thomas Joyce

    Chief Compliance OfficerCRD 5953683

Contacts

3 of 21
  • Scott Braser

    Scott Braser

    Vice President, Fixed IncomeCRD 5836218

  • Brett Pierson

    Brett Pierson

    Director, PrincipalCRD 6045792

  • Benjamin Krimmel

    Benjamin Krimmel

    Client ServicesCRD 4806902

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Lisle, IL

Du Page

Location

Lisle, IL

Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
3333 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth