Oakwood Capital, Inc.

RIASEC Registered
Total AUM
$304M
Discretionary
$86.7M
28% of AUM
Avg account
$289K
Accounts
1,051
Employees
20
Advisory reps
22

Firm details

Headquarters
St Louis Park, Minnesota
CRD number
112399
Registered since
February 4, 2021
Custodians
RBC CAPITAL MARKETS, LLC, CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals46.54%
  • HNWI39.92%
  • Other11.71%
  • Corporations / Businesses1.83%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Oakwood Capital, Inc. is an independent registered investment adviser that began its SEC registration in 2021. The firm operates as a capital allocator serving both individual and family clients as well as institutional accounts. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selecting other advisers. Fee arrangements are flexible and include percentage-of-AUM, hourly and fixed-fee structures. The firm maintains relationships across the financial services ecosystem, with industry affiliations that include a broker-dealer, accounting professionals, and an insurance company. Oakwood positions itself to combine discretionary portfolio management with non-discretionary solutions and third-party manager allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Public Funds/Mutual Funds 23%, Cash & Cash Equivalents 8%, Investment Grade Corp Bonds 7%, US Government Bonds 2%61%
  • Exchange Traded Equities61%
  • Public Funds/Mutual Funds23%
  • Cash & Cash Equivalents8%
  • Investment Grade Corp Bonds7%
  • US Government Bonds2%

Owners & executives

1 of 1
  • Douglas King

    Douglas King

    President, CEOCRD 1375683

Contacts

3 of 21
  • Wendy Waalen

    Wendy Waalen

    Financial AdvisorCRD 4178870

  • Jason King

    Jason King

    Financial AdvisorCRD 6343030

  • Robert Strommen

    Robert Strommen

    OwnerCRD 863085

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

St Louis Park, MN

Hennepin

Location

St Louis Park, MN

Headquartered in St Louis Park, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
600 Highway 169 S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth