Norton Capital Management, Inc.

RIASEC Registered
Total AUM
$132M
Discretionary
$116M
88% of AUM
Avg account
$554K
Accounts
238
Employees
5
Advisory reps
4

Firm details

Headquarters
Henrico, Virginia
CRD number
110398
Registered since
October 13, 2017
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI76.64%
  • Individuals15.6%
  • Charitable Organizations7.75%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Norton Capital Management, Inc. is an independent registered investment adviser that provides fee-based financial planning and portfolio management for individuals, small businesses, and institutional clients. The firm is SEC-registered (registration recorded in 2017) and reports a client mix that includes both individual & family and institutional relationships. Its advisory services, per filings, emphasize financial planning and discretionary portfolio management, with fees charged as a percentage of assets under management plus other fee arrangements. Norton’s ADV indicates it is not positioned as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, State & Local Bonds 10%, Cash & Cash Equivalents 9%, US Government Bonds 7%, Public Funds/Mutual Funds 7%, Investment Grade Corp Bonds 2%65%
  • Exchange Traded Equities65%
  • State & Local Bonds10%
  • Cash & Cash Equivalents9%
  • US Government Bonds7%
  • Public Funds/Mutual Funds7%

Owners & executives

1 of 1
  • Anita Lavin

    Anita Lavin

    Chief Compliance OfficerCRD 2382389

Contacts

3 of 3
  • Jeremy Kirkland

    Jeremy Kirkland

    PartnerCRD 5139278

  • Jessica Buckley

    Operations ManagerCRD 4800935

  • Robert Redmond

    Robert Redmond

    Founder and PartnerCRD 3064485

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Henrico, VA

Henrico

Location

Henrico, VA

Headquartered in Henrico, VA, in the South of the United States.

Region
South
County
Henrico
Address
410 N Ridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth