Norton Capital Management, Inc.

RIASEC Registered

Total AUM

$132M

Discretionary

$116M

88% of AUM

Avg account

$554K

Accounts

238

Employees

Advisory reps

Firm details

Headquarters: Henrico, Virginia
CRD number: 110398
Registered since: October 13, 2017
Website: www.nortoncapital.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Other
Client types: HNWI76.64%
Individuals15.6%
Charitable Organizations7.75%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Norton Capital Management, Inc. is an independent registered investment adviser that provides fee-based financial planning and portfolio management for individuals, small businesses, and institutional clients. The firm is SEC-registered (registration recorded in 2017) and reports a client mix that includes both individual & family and institutional relationships. Its advisory services, per filings, emphasize financial planning and discretionary portfolio management, with fees charged as a percentage of assets under management plus other fee arrangements. Norton’s ADV indicates it is not positioned as an active ESG investor and is not designated as a multi-state adviser.