TRIO WEALTH MANAGEMENT, LLC

Overview

Trio Wealth Management, LLC is an independent, owner-operated registered investment adviser that serves individual, family and select institutional clients. The firm acts as a capital allocator, steering client capital into pooled vehicles and external managers rather than building large portfolios of direct individual securities in-house. Its advisory work centers on financial planning, discretionary portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Trio charges both percentage-of-AUM and fixed fees and is not positioned as an ESG-focused or pension consultant adviser. Investment behavior visible in filings shows a clear preference for publicly offered pooled funds and third-party manager allocations. The firm is not registered as a multi-state adviser and maintains a relatively compact client base, suggesting a concentrated advisory practice that emphasizes personalized planning and manager selection rather than scale-driven product manufacturing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices