Northwest Investment Management (Hong Kong) Limited

RIASEC RegisteredEst. 2010
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$382M
Accounts
4
Employees
19
Advisory reps
3

Firm details

Headquarters
Hong Kong,
CRD number
153063
Registered since
March 8, 2010
Custodians
THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles93.26%
  • Other6.74%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Northwest Investment Management (Hong Kong) Limited is a Hong Kong–branded corporate hedge fund manager focused on institutional clients. The firm is SEC-registered (since 2010) and operates as a corporation owned by an individual. Its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutions, and it is identified operationally as a CPO/CTA. Compensation mixes a percentage-of-assets model with performance-based fees. Northwest does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • Ernest Ho

    Chief Financial OfficerCRD 5075120

  • George Philips

    CEOCRD 1825733

  • David Rogers

    Chief Investment OfficerCRD 2200809

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
11th Floor Kinwick Ctr
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth