Delta Asset Management, LLC

RIASEC RegisteredEst. 2001

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$1.4M

Accounts

1,130

Employees

Advisory reps

Firm details

Headquarters: Memphis, Tennessee
CRD number: 113688
Registered since: November 21, 2001
Website: www.deltaasset.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI85.37%
Individuals7.86%
Charitable Organizations2.87%
Pension & Profit Sharing Plans2.5%
State / Municipal Government0.83%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Delta Asset Management, LLC is a privately held limited liability company that has been SEC-registered since 2001. The firm advises both individual/family clients and institutional accounts on a fee‑for‑assets basis and provides financial planning, portfolio management for individuals, small businesses and institutions, plus educational seminars and workshops. Delta identifies equities—particularly exchange‑traded securities—as its primary investment focus and does not list ESG as an active investment priority. The adviser is not positioned as a capital allocator or pension consultant and is not registered as a multi‑state adviser. Corporate structure is a domestic entity with individual ownership. Firm relationships extend into the broader financial services ecosystem through affiliations with a broker‑dealer, another investment adviser, a trust company and an accounting firm, which suggests access to custody, brokerage and trust/accounting support for clients.