Delta Asset Management, LLC
Firm details
- Headquarters
- Memphis, Tennessee
- CRD number
- 113688
- Registered since
- November 21, 2001
- Website
- www.deltaasset.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.37%
- Individuals7.86%
- Charitable Organizations2.87%
- Pension & Profit Sharing Plans2.5%
- State / Municipal Government0.83%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Delta Asset Management, LLC is an independent RIA organized as an LLC that serves both individual & family clients and institutional clients. The firm charges fees based on a percentage of assets under management and offers financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and educational seminars or workshops. Delta is registered with the SEC and has been SEC-registered since 2001. Its ownership is a mix of a domestic entity and individual ownership, and it maintains relationships with broker-dealers, other investment advisers, trust companies, and accounting firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- State & Local Bonds9%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Contacts
3 of 7
David Smith
Managing DirectorCRD 2240592
Myron Mall
Managing DirectorCRD 2270098
Daniel Berg
Financial Advisor and Registered RepresentativeCRD 6146365
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 143Active vs passive
$40.3M in ETFs
98%
$39.3M
2%
$1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) | BlackRock | Passive | Short Term Bond | $9.9M | 188,580 | 24.51% |
Location
Memphis, TN
Shelby
Location
Memphis, TN
Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.
- Metro area
- Memphis-Forrest City, TN-MS-AR
- Region
- South
- County
- Shelby
- Address
- 700 Colonial Rd
- Time zone
- CT (UTC-6)
- Office locations
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