Northbound Securities LLC

Overview

Northbound Securities LLC is a limited liability company that registered with the SEC in 2021. Ownership is reported as a mix of a foreign entity and an individual. The firm is listed in FINTRX as unclassified rather than fitting a standard advisory category. It does not identify itself as a capital allocator, does not report active ESG investing, and is not flagged as a multi-state adviser, pension consultant, or related adviser in the available record. Operational details such as fee schedules, specific advisory activities, client segments, and business lines were not provided in the source data. The absence of those disclosures limits how much can be inferred about the firm’s client focus or service model.

Assets & Accounts

Location & Offices