Northbound Securities LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Delray Beach, Florida
CRD number
314549
Registered since
December 21, 2021

Firm profile

FINTRX

Overview

Northbound Securities LLC is organized as a limited liability company and registered with the SEC in 2021. The ownership structure reported combines a foreign entity and an individual owner. The firm’s regulatory classification is listed as unclassified. According to the source record, Northbound does not identify itself as a capital allocator and does not characterize itself as an active ESG investor. The record contains limited operational detail: the firm did not provide disclosures about its client segments, fee model, day-to-day advisory activities, or product focus.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Calvin Persaud

    Calvin Persaud

    Chief Compliance OfficerCRD 3261683

Contacts

2 of 2
  • Federico Cicero

    Federico Cicero

    Compliance Analyst IICRD 7817143

  • Scott Silver

    Scott Silver

    Operations ProfessionalCRD 2290261

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Delray Beach, FL

Palm Beach

Location

Delray Beach, FL

Headquartered in Delray Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
9736 Rennes Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth