Norris Wealth Management, LLC

RIASEC Registered
Total AUM
$19M
Discretionary
$0
0% of AUM
Avg account
$560K
Accounts
34
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
157800
Custodians
ASCENSUS TRUST, SEI INVESTMENTS DISTRIBUTION CO., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans60.84%
  • Individuals24.53%
  • HNWI10.61%
  • Corporations / Businesses4.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Norris Wealth Management, LLC operates as an independent registered investment advisor (RIA) focused on providing comprehensive financial planning and portfolio management services. The firm caters to both individual and family clients, as well as institutional clients, emphasizing a personalized approach to wealth management. Their services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Investment Grade Corp Bonds 15%, US Government Bonds 10%, Exchange Traded Equities 5%, Cash & Cash Equivalents 3%67%
  • Public Funds/Mutual Funds67%
  • Investment Grade Corp Bonds15%
  • US Government Bonds10%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Alan Norris

    Alan Norris

    Founder and OwnerCRD 1786901

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth