Mike Wolters & Associates, Ltd.

Overview

Mike Wolters & Associates, Ltd. is a small, fee-based advisory firm focused on discretionary portfolio management for individuals and small businesses. The firm shows a clear tilt toward equities, running managed accounts with an emphasis on exchange-traded securities. Its business model is percentage-of-AUM billing and it serves a concentrated client base rather than broad institutional markets. The advisory activity centers on customized portfolio management rather than large-scale product distribution or institutional consulting. Investment preferences point to liquid, publicly traded instruments and separately managed account (SMA) strategies. The firm does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser. Given the asset mix and client focus, the manager allocation interest is toward equity-centric allocations implemented through listed instruments and pooled mutual fund vehicles.

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Public Holdings

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Location & Offices