NLG Capital LLC
Firm details
- Headquarters
- Montpelier, Vermont
- CRD number
- 109396
- Registered since
- July 11, 2000
- Custodians
- BANK
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Insurance Companies99.19%
- Pension & Profit Sharing Plans0.69%
- Corporations / Businesses0.07%
- Charitable Organizations0.05%
- Services
- Portfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
NLG Capital LLC is a limited liability company that operates as an institutional registered investment adviser (SEC-registered since 2000). The firm functions as a capital allocator for institutional clients, managing portfolios directly and selecting third-party managers when appropriate. Fee arrangements include asset-based fees and performance-based components, plus other fee structures. NLG’s advisory remit is concentrated on portfolio management for businesses and institutions and on manager selection. The firm is not identified as an active ESG investor and does not position itself as a multi-state or pension-consulting adviser. Industry affiliations reported include relationships with a broker-dealer, another investment adviser, an insurance company and acting as sponsor of limited partnerships (excluding pooled investment vehicles).
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds44%
- Other39%
- State & Local Bonds4%
- Private Funds4%
- Derivatives3%
Owners & executives
3 of 3Peter Trojano
Deputy Chief Compliance OfficerCRD 2939588

Jason Doiron
Executive Vice President and Chief Investment OfficerCRD 4965652
Joseph Heaslip
Vice President and Chief Operating OfficerCRD 5386934
Contacts
3 of 4
Lisa Muller
Senior CounselCRD 5599199
Christopher Zimmerman
Senior Vice President and General CounselCRD 8066871
Paul Koenig
Head of Portfolio ManagementCRD 5256104
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Montpelier, VT
Washington
Location
Montpelier, VT
Headquartered in Montpelier, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Washington
- Address
- 1 National Life Dr
- Time zone
- ET (UTC-5)
- Office locations
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