NINEPOINTTWO CAPITAL LLC

RIASEC RegisteredEst. 2021
Total AUM
$315M
Discretionary
$315M
100% of AUM
Avg account
$7M
Accounts
45
Employees
2
Advisory reps
2

Firm details

Headquarters
Los Angeles, California
CRD number
297270
Registered since
March 11, 2021
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles53.51%
  • HNWI45.83%
  • Individuals0.46%
  • Pension & Profit Sharing Plans0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ninepointtwo Capital LLC is an independent registered investment adviser that blends active equity and ETF exposure with more complex strategies, including derivatives and alternative funds. The firm serves both individual and institutional clients and operates with a fee model that combines a percentage of assets under management and performance-based fees. Its advisory scope covers financial planning and portfolio management across individuals, small businesses, pooled investment vehicles and institutional clients, and it also operates in a commodity pool/CTA capacity. Investment activity centers on liquid public markets—a sizable ETF sleeve sits alongside direct equity positions—while the firm supplements those allocations with privately managed and third-party alternative strategies. Derivatives appear to be an important tactical tool for portfolio construction or risk management, and the firm also sponsors or advises a hedge fund vehicle, indicating a capability to run pooled, actively managed alternative products in-house.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Derivatives 89%, Exchange Traded Equities 11%89%
  • Derivatives89%
  • Exchange Traded Equities11%

Contacts

2 of 2
  • Timothy Streufert

    PrincipalCRD 6951858

  • Joseph Malhas

    Managing PrincipalCRD 6443454

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$166M in ETFs

Passive

95%

$158M

Active

5%

$8.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US TIPS ETF (SCHP)SchwabPassiveInflation Protected Bond$59.4M1,138,85235.72%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1901 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth