Nicholas Hoffman & Company, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 144516
- Registered since
- September 14, 2007
- Website
- www.nhoffmanandco.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI94.1%
- Charitable Organizations4.97%
- Individuals0.59%
- Pooled Investment Vehicles0.3%
- Pension & Profit Sharing Plans0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Nicholas Hoffman & Company, LLC is an independent registered investment adviser formed in 2007 and organized as an LLC. The firm serves both high-net-worth individuals and families as well as institutional clients, offering a mix of financial planning and portfolio management across individual, pooled-vehicle, and institutional mandates. Nicholas Hoffman & Company acts as a capital allocator and performs manager selection, and its fee arrangements include percentage-of-AUM charges, fixed fees and performance-based fees. The firm does not identify as an active ESG investor. CNBC included the firm in its Top 100 Financial Advisory Firms list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- Private Funds21%
- Exchange Traded Equities13%
- State & Local Bonds10%
- US Government Bonds4%
Owners & executives
1 of 1
Richard Rushton
Chief Operating OfficerCRD 7210476
Contacts
3 of 13
Lloyd Flood
Senior Investment AdvisorCRD 6869285
Aaron Jeffries
Investment AdvisorsCRD 5425987
Brian Quintana Guzman
Research AnalystCRD 8047723
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$3.7B in ETFs
92%
$3.4B
1%
$311M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $962M | 1,400,242 | 25.97% |
Location
Atlanta, GA
Fulton
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 2 Midtown Plz W Peachtree St St
- Time zone
- ET (UTC-5)
- Office locations
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