CAPITAL INVESTMENT ADVISORS, LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 158055
- Registered since
- July 7, 2011
- Website
- www.yourwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI77.76%
- Individuals22.03%
- Pension & Profit Sharing Plans0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Investment Advisors, LLC is an independent SEC-registered RIA that positions itself as a capital allocator for individual and family clients. The firm offers fee-based financial planning and portfolio management for individuals and small businesses, along with pension consulting and manager selection services. Its business profile includes accounting activity, and its fee arrangements include percentage-of-AUM fees as well as fixed and other fee structures. The adviser has been SEC-registered since 2011 and is identified as an allocator that supplements public-market portfolios with third-party alternative managers. The firm has received industry recognition, appearing on the Financial Times Top 300 RIA list in 2020 and on Barron’s Top 100 RIA list in 2025. The firm does not self-identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities34%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- State & Local Bonds2%
Owners & executives
3 of 4ROBERT SANDERS
Partner, Chief Investment OfficerCRD 4548792
Holly Mallory
Partner & Chief Compliance OfficerCRD 6832212
WESLEY MOSS
Chief Investment Strategist, Managing Partner, Senior Investment AdvisorCRD 3099346
Contacts
3 of 55Min Jian Yang
Investment AssociateCRD 6249498
JEFFREY KEANE
Partner, Director of Business DevelopmentCRD 4189911
RYAN ELY
Senior Investment AdvisorCRD 5147178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 321Active vs passive
$5.5B in ETFs
87%
$4.8B
10%
$698M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE DIVIDEND GROWTH ETF (DGRO) | BlackRock | Passive | Large Value | $592M | 8,431,594 | 10.68% |
Location
Atlanta, GA
FULTON
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- FULTON
- Address
- 10 Glenlake Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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