Capital Investment Advisors, LLC

RIASEC Registered

Total AUM

$8.2B

Discretionary

$8.2B

99% of AUM

Avg account

$479K

Accounts

17,148

Employees

107

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 158055
Registered since: July 7, 2011
Website: www.yourwealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI77.76%
Individuals22.03%
Pension & Profit Sharing Plans0.21%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Investment Advisors, LLC is an independent RIA that advises individual and family clients and serves as a capital allocator and manager of pooled vehicles. The firm offers financial planning, portfolio management for individuals and small businesses, pension consulting and selection-of-other-advisers services. Its fee schedules include percentage-of-AUM, fixed fees and other arrangements. Capital Investment Advisors is registered with the SEC (registered in 2011). The firm participates in industry activity beyond client advisory work: it lists affiliations as an investment adviser and sponsor and as a general partner or managing member of pooled investment vehicles. ESG is not marked as an active focus.