Nicholas Co Inc

RIASEC Registered

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$467M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 108347
Registered since: January 8, 1968
Website: www.nicholasfunds.com
Custodians: JOHNSON BANK, J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., ROBERT W. BAIRD & CO. INCORPORATED
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies99.35%
Charitable Organizations0.32%
Corporations / Businesses0.2%
HNWI0.13%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nicholas Co Inc is an institutional registered investment adviser organized as a corporation and registered with the SEC in 1968. The firm is privately owned by an individual and serves a mix of high-net-worth individuals and families as well as institutional clients. Its advisory model centers on discretionary portfolio management across individual and business/institutional accounts. Fee arrangements include both a percentage-of-assets model and performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities95%
Cash & Cash Equivalents5%

Owners & executives

3 of 5

David Nicholas
Chief Executive Officer, President, Chief Investment Officer and Portfolio ManagerCRD 4385785
Lawrence Pavelec
Chief Operating Officer, Executive Vice President and Separate Account Portfolio ManagerCRD 1031512
Jennifer Kloehn
Chief Financial Officer, Chief Compliance Officer, Executive Vice President, TreasurerCRD 4908751