NGC Investment Management

RIASEC Registered

Total AUM

$1B

Discretionary

$442M

42% of AUM

Avg account

$95.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Darien, Connecticut
CRD number: 300220
Registered since: March 22, 2019
Website: www.npc.nfg.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies57.83%
Pooled Investment Vehicles42.17%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NGC Investment Management LLC is organized as a limited liability company and operates primarily as a private equity fund manager serving institutional clients. The firm is registered with the SEC (registered in 2019) and combines pooled-vehicle portfolio management with advisory services to businesses and institutional investors. It also has CPO/CTA designations and maintains affiliations across the financial ecosystem, including relationships with broker-dealers, other investment advisers, insurance companies and roles as sponsor/GP/managing member of pooled investment vehicles. Compensation includes both a percentage-of-assets component and performance-based fees. The firm does not characterize itself as an active ESG investor.