Bourgeon Capital Management LLC
Firm details
- Headquarters
- Darien, Connecticut
- CRD number
- 108054
- Registered since
- February 23, 1999
- Website
- www.bourgeoncapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI91.13%
- Pension & Profit Sharing Plans3.93%
- Individuals2.89%
- Corporations / Businesses1.62%
- Charitable Organizations0.44%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Bourgeon Capital Management LLC is an independent registered investment adviser organized as an LLC and operating since 1999. The firm describes itself as a capital allocator that manages portfolios for high-net-worth individuals, families and select institutional clients. Its advisory offering is oriented around financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include percentage-of-assets and fixed-fee engagements. Bourgeon does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Cash & Cash Equivalents17%
- US Government Bonds9%
- State & Local Bonds8%
- Investment Grade Corp Bonds7%
Owners & executives
1 of 1Laura Pollack
Chief Operating Officer & ControllerCRD 8056261
Contacts
3 of 4
John Mallozzi
Associate Financial PlannerCRD 4562250
Reilyn Zaro
Client ManagerCRD 8056258
Richard Hall
Financial PlannerCRD 6659326
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 23Active vs passive
$33.8M in ETFs
95%
$32.2M
1%
$1.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) AEROSPACE & DEFENSE ETF (XAR) | State Street | Passive | Industrials | $9.3M | 32,764 | 27.48% |
Location
Darien, CT
Fairfield
Location
Darien, CT
Headquartered in Darien, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 320 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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