NEW VERNON CAPITAL

RIASEC RegisteredEst. 2012
Total AUM
$902M
Discretionary
$902M
100% of AUM
Avg account
$19.2M
Accounts
47
Employees
14
Advisory reps
5

Firm details

Headquarters
MORRISTOWN, New Jersey
CRD number
160231
Registered since
March 30, 2012
Website
www.new-vernon.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles94.28%
  • HNWI5.55%
  • Charitable Organizations0.12%
  • Pension & Profit Sharing Plans0.05%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

New Vernon Capital is a limited partnership formed in 2012 that operates as a multi-strategy manager with an emphasis on hedge fund and real estate strategies. The firm serves both individual/family clients and institutional investors and performs portfolio management for retail-size clients as well as for pooled investment vehicles. It performs commodity pool/CTA activities and acts as sponsor or general partner on pooled vehicles it manages. Its fee arrangements include asset-based fees, fixed fees and performance-based compensation, reflecting a hybrid hedge fund-like structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 48%, Exchange Traded Equities 40%, US Government Bonds 9%48%
  • Cash & Cash Equivalents48%
  • Exchange Traded Equities40%
  • US Government Bonds9%

Owners & executives

3 of 3

  • DENNIS BERTRON

    Chief Compliance OfficerCRD 6990322

  • JEFFREY EDWARDS

    Chief Operating OfficerCRD 1740896

  • JORGE SANCHEZ

    Chief Financial OfficerCRD 2081078

Contacts

2 of 2

  • ARSHAD ZAKARIA

    Chairman of the BoardCRD 2820745

  • BARRY WITTLIN

    Vice ChairmanCRD 2817640

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$92.5M in ETFs

Passive

99%

$91.8M

Active

0%

$740K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI SOUTH KOREA ETF (EWY)BlackRockPassiveMiscellaneous Region$17.2M139,98018.61%
Unlock additional holdings →

Location

Primary office

MORRISTOWN, NJ

MORRIS

Location

MORRISTOWN, NJ

Headquartered in MORRISTOWN, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MORRIS
Address
62 Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth