New Vernon Capital
Firm details
- Headquarters
- Morristown, New Jersey
- CRD number
- 160231
- Registered since
- March 30, 2012
- Website
- www.new-vernon.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles94.28%
- HNWI5.55%
- Charitable Organizations0.12%
- Pension & Profit Sharing Plans0.05%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
New Vernon Capital operates as a limited partnership and has been SEC-registered since 2012. The firm functions as a multi-strategy manager with activity across hedge fund and real estate fund structures, and it also serves as sponsor/GP and CPO/CTA for pooled vehicles. Its client base includes both individuals and families as well as institutional investors. Advisory services include portfolio management for individuals and small businesses and management of pooled investment vehicles. Compensation mixes percentage-of-AUM charges, fixed fees and performance-based fees. The firm does not identify as an ESG-focused investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents48%
- Exchange Traded Equities40%
- US Government Bonds9%
Owners & executives
3 of 3Dennis Bertron
Chief Compliance OfficerCRD 6990322
Jeffrey Edwards
Chief Operating OfficerCRD 1740896
Jorge Sanchez
Chief Financial OfficerCRD 2081078
Contacts
2 of 2Arshad Zakaria
Chairman of the BoardCRD 2820745
Barry Wittlin
Vice ChairmanCRD 2817640
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 14Active vs passive
$103M in ETFs
99%
$102M
0%
$821K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD EMERGING MARKETS STOCK INDEX FUND (VWO) | Vanguard | Passive | Diversified Emerging Mkts | $19M | 319,003 | 18.56% |
Location
Morristown, NJ
Morris
Location
Morristown, NJ
Headquartered in Morristown, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Morris
- Address
- 62 Elm St
- Time zone
- ET (UTC-5)
- Office locations
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