Neville, Rodie & Shaw Inc

RIASEC RegisteredEst. 1966

Total AUM

$2B

Discretionary

$2B

98% of AUM

Avg account

$2.5M

Accounts

811

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 104969
Registered since: December 2, 1966
Website: www.nevrodie.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, FRANKLIN MUTUAL ADVISERS, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.95%
Charitable Organizations7%
Individuals2.29%
Corporations / Businesses2.03%
Pension & Profit Sharing Plans0.73%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neville, Rodie & Shaw Inc. is an independent registered investment adviser organized as a corporation and operating since 1966. The firm is individually owned and serves both individual/family and institutional clients. It provides portfolio management for individuals, small businesses, and institutions under a fee model that includes percentage-of-AUM charges and fixed fees. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state or newly formed adviser. The firm’s stated investment preference is equities, with exchange-traded equities forming the dominant portion of managed assets. Advisory activity is concentrated on discretionary portfolio management, though a small portion of assets remains non-discretionary.