MAK CAPITAL

RIASEC RegisteredEst. 2012
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$331M
Accounts
6
Employees
12
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
158132
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

MAK Capital is a privately owned LLC that registered with the SEC in 2012 and operates as a hybrid manager combining hedge fund and private equity activities. The firm serves an institutional client base and functions as both an investment manager for pooled vehicles and an operator of those vehicles — it lists roles consistent with sponsor, general partner, or managing member. MAK Capital also identifies as a commodity pool operator/commodity trading advisor (CPO/CTA), and its fee model includes both a percentage-of-assets charge and performance-based fees, which is typical for active, incentive-driven strategies. The manager is not marketed as an ESG-focused allocator and does not present itself as a multi-state adviser or pension consultant. Its structure and regulatory disclosures indicate it runs pooled investment vehicles rather than acting primarily as a third-party allocator to external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MICHAEL KAUFMAN

    Managing Member and Chief Investment OfficerCRD 5101452

  • DAVID SMITH

    CCO & COOCRD 6026601

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
590 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth