Neuberger Berman Canada Ulc

RIASEC RegisteredEst. 2016

Total AUM

$12.4B

Discretionary

$12.4B

100% of AUM

Avg account

$3.7M

Accounts

3,365

Employees

Advisory reps

Firm details

Headquarters: Toronto Ontario,
CRD number: 284803
Registered since: October 24, 2016
Website: www.nb.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI32.71%
Pooled Investment Vehicles25.21%
Corporations / Businesses19.48%
Individuals6.43%
Insurance Companies5.88%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neuberger Berman Canada ULC operates as a Canadian-registered arm of an investment firm focused on both individual/family and institutional clients. The firm provides portfolio management across separate accounts and pooled vehicles and acts in roles associated with commodity pool operators or commodity trading advisors. Its compensation mixes asset-based fees with performance-linked fees. The firm identifies as an active ESG investor and maintains industry ties spanning broker-dealers, trust and insurance companies, municipal advisory activity, and sponsorship/management roles in pooled investment vehicles.