SOUND POINT CLO C-MOA, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 293256
- Registered since
- February 14, 2019
- Website
- www.soundpointcap.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Sound Point Clo C-Moa, LLC operates as a securitized-asset manager focused on pooled investment vehicles for institutional clients. The firm acts primarily as an adviser to securitized structures and related pooled funds, using portfolio management and sponsor roles across its vehicles. Its client base is institutional, and its compensation combines a percentage-of-assets model with performance-based fees, indicating alignment with both asset-gathering and return-generation objectives. The firm is classified as a securitized asset fund manager and is identified as an active ESG investor, suggesting that environmental, social and governance considerations are integrated into at least some investment and underwriting decisions. Organizationally the ownership mix includes foreign entity and individual owners, and the firm performs sponsor, general partner and managing-member functions for pooled vehicles as well as other adviser and commodity/CTA roles where applicable.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3DANIEL FABIAN
Global CFOCRD 6159551
SARAH SEELAUS
Chief Operating OfficerCRD 7072373
ANDREA SAYAGO
Chief Compliance OfficerCRD 6042456
Contacts
2 of 2STEPHEN KETCHUM
Managing PartnerCRD 1274772
VINCENT DARPINO
General CounselCRD 1551042
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 375 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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